Our Broker Dealer

A broker/dealer is a company that a Registered Representative is required to affiliate with in order to offer securities or investment products. The Securities and Exchange Commission (SEC) delegates the supervision of financial representatives and financial advisors to the Financial Industry Regulatory Authority (FINRA).  FINRA requires registered representatives to register with one, and only one, company known as broker/dealer to offer securities products and services.

Why Calton & Associates, Inc?

Financial Benefits, Inc. offers securities and investment products through Calton & Associates, Inc. Member FINRA/SIPC.  Calton & Associates, as our broker/dealer, offers a variety of  services to help assist us in meeting our clients' financial goals.  We are therefore able to, without bias or pressure, tailor analysis that best suits our clients' needs.