Our Broker Dealer

A broker/dealer is a company that a Registered Representative is required to affiliate with in order to offer securities or investment products. The Securities and Exchange Commission (SEC) delegates the supervision of financial representatives and financial advisors to the Financial Industry Regulatory Authority (FINRA).  FINRA requires registered representatives to register with one, and only one, company known as broker/dealer to offer securities products and services.

Why Simplicity Investments?

Financial Benefits, Inc. offers securities and investment products through Simplicity Investments, Inc. (Member FINRA/SIPC). As our broker-dealer, Simplicity Investments provides a variety of services that assist us in meeting our clients' financial goals.

Because of this partnership, we are able to provide unbiased analysis tailored specifically to each client's unique needs.